Regulatory Compliance Associates, Inc. (REGCOM) offers proactive regulatory compliance products and services to the financial services industry.

Staffed with former regulators, REGCOM offers a variety of onsite services. These include:

• Assisting management in responding to enforcement actions
• Compliance diagnostic reviews to determine the institution's overall level of compliance
• Consulting on a specific focus area in preparation for or in response to an examination

Numerous publications addressing a wide array of compliance-related issues are authored by REGCOM. Click here for information on the Compliance Training Service manuals. Click here for information on REGCOM's Compliance Quarterly newsletter. Click here for a complete listing of titles authored by REGCOM.

Compliance officers, management, and directors are often the ones to pick up the phone to make an initial inquiry about a REGCOM product or service. Client and subscriber feedback, however, confirms that the positive impact of REGCOM's work can be visible throughout all departments and with all staffing levels.