About Us

REGCOM staff is comprised of individuals with a high level of financial institution and regulatory expertise. REGCOM staff offers a unique combination of former regulatory experience as well as financial institution employment. Since our first day of business, we have followed a simple, direct business mission statement.

With respect to addressing your regulatory risk needs, REGCOM consistently positions itself on the leading edge.  REGCOM maintains a time-sensitive awareness of concerns, emerging issues, and recent events, utilizing various feedback from:

• Ongoing field reviews;
• Focused consulting assignments;
• Indepth training initiatives, whether in a classroom, boardroom, or one-on-one;
• Critical research to support numerous publications by the firm;
• National seminar presentations; and
• Extensive working personal communication network with clients, regulators, and other financial services industry professional firms.

Since its 1988 inception, REGCOM staff have developed and maintained various information systems, data bases, and risk tracking tools to identity, monitor, and address regulatory risk.  From focused whitepapers on new risk topics to designing, developing, and implementing risk ranking models, stress testing processes, and risk monitoring tools, REGCOM deals with current issues.  Our team follows a basic map to manage regulatory risk.

If, however, a financial institution encounters regulatory problems or a significant rise in regulatory risk, REGCOM team members can draw on a wide array of experience and resources to assist the Board of Directors and senior management address the challenges.

By combining the established personal networking with REGCOM's extensive regulatory risk management resources, including a reference library and data base system that rivals that of major holding companies, REGCOM can quickly identify and/or address your regulatory risk management issues.