Publications

REGCOM authors a variety of compliance-related publications. (Click on the link for additional information and how to order. For some titles, you will be redirected to the Sheshunoff Information Systems Web site.)

Credit Crisis: A Special Report ... Now Available! Click here for more information.

Newsletter
REGCOM's Compliance Quarterly

Briefing Booklets
Overview of High-Risk Consumer Regulations

Manuals
Operations:

• Bank Policies: A Bankers Guide to Regulatory Compliance
  
• Bank Policies, Procedures, and Auditing Service
• Depository Operations Policies and Procedures
• Depository Operations Internal Control and Compliance Manual
• Lending Operations Policies and Procedures
• Lending Internal Audit and Control
  
• Bankers Guide to Disaster Recovery Planning
• First Response to Disaster
  
• Bank Internal Audit: In Compliance
• Compliance Training Service Manuals
• E-Banking: Integrating and Managing Your Bank's Electronic Services
  
• Internal Controls: Bankers Guide to Regulatory Compliance
  
• Pratt's Risk Management for Banks: Policies and Procedures
  

Bank Secrecy Act:

• OFAC: Working Guide for Compliance
  
• Customer Identification Programs: Compliance, Operations, and Audit
  

Consumer and Community Compliance:

• Protecting Consumer Data: Privacy and Security
  
• CRA/HMDA Compliance Manual
  

Compliance Monitoring and Audit:

• Compliance Monitoring Program for National Banks
  
• Compliance Monitoring Program for State Non-Member Banks
  
• Compliance Monitoring Program for State Member Banks
  

Data Processing:

• Bank Data Processing Policies and Procedures
  
• Guide to Bank Data Processing Regulatory Compliance
  

Trust:

• Trust Department Management Manual
  
• Trust Department Policies and Procedures
  
• Trust Services Audit Manual
  
• Trust Internal Controls Manual