Our Publications

REGCOM authors a variety of compliance-related publications. (Click on the link for additional information and how to order. For some titles, you will be redirected to the Sheshunoff Information Systems Web site.)

Newsletter (available in hard copy or electronically)

• REGCOM Compliance Quarterly

Briefing Booklets (available in hard copy)

• Overview of High-Risk Consumer Regulations

Manuals (available in hard copy and [unless noted with *] with accompanying CD-ROM)

Training:

• Compliance Training Service Manual *

Operations:

• Strategic Vendor Management
• Bank Policies: A Bankers Guide to Regulatory Compliance
• Bank Policies, Procedures, and Auditing Service
• Bankers Guide to Disaster Recovery Planning
• Pratt's Risk Management for Banks: Policies and Procedures

Compliance:

• Bankers Internal Audit: In Compliance
• Internal Controls: Bankers Guide to Regulatory Compliance

Compliance Monitoring and Audit:

• Compliance Monitoring Program for National Banks
• Compliance Monitoring Program for State Non-Member Banks

Trust

• Trust Department Management Manual
• Trust Department Policies and Procedures
• Trust Services Audit Manual